IMPORTANT NOTICE ABOUT RISK FACTORS, FUTURE PERFORMANCE AND FORWARD-LOOKING STATEMENTS
The www.pinnacletrustpartners.com website, together with all content of the website), the (“Website”), is presented by Pinnacle Trust Partners, LLC and its subsidiary PTP Securities, LLC (Member FINRA & SIPC) (collectively, “Pinnacle”) and is not intended to be relied upon in making any investment decision and does not constitute any solicitation to buy or offer to sell any security in any jurisdiction.
Pinnacle’s performance and track record as described in this Presentation is comprised of placements that were sourced and/or materially managed by one or more member(s) of the Pinnacle team while serving in a professional role with Pinnacle. It is important to note that investment professionals not currently affiliated with Pinnacle also had active involvement in Pinnacle’s past performance and track record and, accordingly, prospective clients should bear this in mind while reviewing Pinnacle’s past performance and track record. Prospective clients should also bear in mind that past performance is not necessarily indicative of future results, and there can be no assurance that Pinnacle will achieve results in the future that are comparable with Pinnacle’s past performance and track record. It also important to note that Pinnacle’s future success is dependent upon broader economic conditions, which may be adversely affected by factors beyond Pinnacle’s control such world-wide or regional economic conditions, changes to tax and/or securities laws and regulations, changes to other laws and regulations that affect the industry sectors within which Pinnacle operates, war, terrorism, changes in financial markets and increased competition, among others.
You should not construe the contents of this Website as legal, tax, investment or other advice. If you have questions about Pinnacle or its performance, services or track record, you are encouraged to make further inquiries and consult your advisors. The clients listed on this Website are listed as a sampling of Pinnacle’s client portfolio for informational purposes only. None of the listed clients have endorsed Pinnacle and no such endorsement should be inferred by listing such clients on this Website. Certain information contained on this Website constitutes “forward-looking statements,” which can be identified by the use of forward-looking terminology such as “may,” “will,” “seek,” “should,” “expect,” “anticipate,” “project,” “estimate,” “intend,” “budget,” “outlook”, “continue,” “target,” “plan” or “believe” or the negatives thereof or other variations thereon or comparable terminology. Such statements involve known and unknown risks, uncertainties and other factors, and undue reliance should not be placed thereon. Although reasonable care has been taken to ensure that the facts and opinions given on this Website are fair and accurate, they have not been independently verified and no representation or warranty, express or implied, is made as to the accuracy, completeness, correctness or fairness of the information, opinions or estimates or projections contained on the Website. Neither Pinnacle nor any of its respective members, partners, affiliates, directors, officers, employees, advisors, or agents will have any liability, whether direct or indirect, express or implied, contractual, statutory or otherwise, with respect to any use of, or reliance upon, any of the information contained herein.
CLIENT RELATIONSHIP SUMMARY
PTP Securities, LLC is a subsidiary of Pinnacle Trust Partners and is registered with the Securities and Exchange Commission and FINRA as a broker-dealer and is a member of SIPC. Brokerage and investment advisory services and fees differ and it is important for you to understand the differences.
This document is a summary of the services and fees we offer to retail investors which are natural persons who seeks or receives securities services primarily for personal, family, or household purposes. Additionally, free and simple tools are available to research firms and financial professionals at Investor.gov/CRS which also provides educational materials about broker-dealers, investment advisers, and investing and brokercheck.finra.org which provides pertinent facts including disciplinary history about member firms and individual registered representatives.
We make recommendations and execute the sale of Private Placement Securities. There may be a minimum investment for these offerings. Please refer to the offering memorandum for specific limitations. We are not obligated to monitor investments.
The Issuer of a Private Placement security will pay a sales commission directly to PTP Securities, LLC. Because we are being paid a commission, we have an incentive to encourage an investor to invest in its offerings. This commission is not paid directly by you but is part of the offering price and paid by the issuer from the proceeds of the offering and still causes a conflict between your interests and ours.
Commissions, fees and costs are discussed within the Private Placement Memorandum for each investment, which you should read carefully.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.
When we provide you with a recommendation, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations we provide you. Our brokerage services cover a limited selection of investments.
Other firms could provide a wider range of choices, some of which may have lower costs.
Our company and the financial professionals registered with it, receive commissions for the execution of sales in privately offered securities. The compensation structure for every offering may be different. For information regarding a specific offering please refer to the offering memorandum.
Neither our firm nor any of our financial professionals currently have any legal or disciplinary history. Visit Investor.gov/CRS for a free and simple search tool to research our firm and our financial professionals.
You can find additional information about our brokerage services and request a copy of the relationship summary at 203.857.0811